UNION PIER CAPITAL TERMS AND CONDITIONS

Effective Date: April 17, 2026

1. Agreement to Terms

By accessing or using the Union Pier Capital website (unionpiercapital.com) (the “Site”), you agree to be bound by these Terms and Conditions (“Terms”). If you do not agree to all of these Terms, you must not access or use the Site. Union Pier Capital reserves the right to modify these Terms at any time. Your continued use of the Site following any changes constitutes your acceptance of the revised Terms.

2. Description of Services

Union Pier Capital is a Deep South-based investment banking firm providing merger and acquisition advisory, capital raising, enterprise valuation, and related financial advisory services to medium-sized businesses across manufacturing, healthcare, government, and other key industries. Union Pier Capital is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). The Site provides general information about the firm, its services, industry experience, pricing structure, and contact information.

Nothing on this Site constitutes an offer to sell, a solicitation of an offer to buy, or a recommendation for any security, financial product, or transaction. For important regulatory disclosures, risk information, and conflict-of-interest disclosures, please visit our Disclosures page.

3. No Professional Advice

The content on this Site is provided for general informational purposes only and does not constitute investment, financial, legal, tax, or other professional advice. No information on this Site should be interpreted as a recommendation to engage in any particular transaction or strategy. You should consult qualified professionals before making any financial decisions. Union Pier Capital does not owe any duty of care to you based solely on your access to or use of this Site.

4. No Client Relationship

Use of this Site or submission of information through the Site does not create an advisory, fiduciary, or client relationship between you and Union Pier Capital. A client relationship is established only through the execution of a formal written engagement agreement signed by an authorized representative of Union Pier Capital.

5. Risk Acknowledgment

Mergers, acquisitions, and other corporate transactions involve significant risks, including but not limited to the potential loss of principal, unfavorable market conditions, regulatory obstacles, and unforeseen liabilities. Past transaction experience or results described on this Site are not indicative of future results. You acknowledge that any decision to engage Union Pier Capital or to pursue any transaction is made at your own risk. For additional risk disclosures, please refer to our Disclosures page.

6. Intellectual Property

All content, materials, trademarks, logos, graphics, text, images, and other intellectual property displayed on this Site are the property of Union Pier Capital or its licensors and are protected by applicable copyright, trademark, and other intellectual property laws. You may not reproduce, distribute, modify, display, perform, or otherwise use any content from this Site without the prior written consent of Union Pier Capital.

7. User Conduct

When using this Site, you agree not to:

  • Use the Site for any unlawful purpose or in violation of any applicable local, state, national, or international law
  • Attempt to gain unauthorized access to any portion of the Site, its servers, or any systems or networks connected to the Site
  • Interfere with or disrupt the operation of the Site or the servers or networks used to make the Site available
  • Transmit any viruses, malware, or other harmful code
  • Misrepresent your identity or affiliation with any person or entity

8. Third-Party Links

The Site may contain links to third-party websites or resources, including social media platforms such as Facebook, LinkedIn, Instagram, and Twitter. These links are provided for convenience only. Union Pier Capital does not endorse, control, or assume responsibility for the content, privacy policies, or practices of any third-party websites. Your use of any third-party website is at your own risk.

Certain information presented on this Site may be obtained from third-party sources believed to be reliable. Union Pier Capital has not independently verified all such information and makes no representation or warranty as to its accuracy, completeness, or timeliness. Union Pier Capital assumes no liability for any errors or omissions in third-party information.

9. Disclaimer of Warranties

THE SITE AND ALL CONTENT, MATERIALS, AND INFORMATION PROVIDED ON THE SITE ARE PROVIDED “AS IS” AND “AS AVAILABLE” WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED. TO THE FULLEST EXTENT PERMITTED BY LAW, UNION PIER CAPITAL DISCLAIMS ALL WARRANTIES, INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NON-INFRINGEMENT. UNION PIER CAPITAL DOES NOT WARRANT THAT THE SITE WILL BE UNINTERRUPTED, ERROR-FREE, SECURE, OR FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS.

10. Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, UNION PIER CAPITAL, ITS OFFICERS, DIRECTORS, EMPLOYEES, AGENTS, AND AFFILIATES SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES, OR ANY LOSS OF PROFITS, REVENUE, DATA, OR GOODWILL, ARISING OUT OF OR IN CONNECTION WITH YOUR ACCESS TO OR USE OF (OR INABILITY TO ACCESS OR USE) THE SITE, WHETHER BASED ON WARRANTY, CONTRACT, TORT (INCLUDING NEGLIGENCE), STATUTE, OR ANY OTHER LEGAL THEORY, EVEN IF UNION PIER CAPITAL HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

11. Indemnification

You agree to indemnify, defend, and hold harmless Union Pier Capital, its officers, directors, employees, agents, and affiliates from and against any and all claims, damages, losses, liabilities, costs, and expenses (including reasonable attorneys’ fees) arising out of or related to your use of the Site, your violation of these Terms, or your violation of any rights of any third party.

12. Confidentiality

Any information submitted through the Site, including through contact forms, is not guaranteed to be confidential unless and until a formal engagement agreement with confidentiality provisions has been executed. Do not submit proprietary, sensitive, or confidential business information through the Site’s contact forms without first establishing a formal relationship with Union Pier Capital.

13. Governing Law and Jurisdiction

These Terms shall be governed by and construed in accordance with the laws of the State of South Carolina, without regard to its conflict of law principles. Any dispute arising out of or relating to these Terms or your use of the Site shall be subject to the exclusive jurisdiction of the state and federal courts located in Charleston County, South Carolina.

14. Severability

If any provision of these Terms is found to be unenforceable or invalid by a court of competent jurisdiction, that provision shall be limited or eliminated to the minimum extent necessary so that these Terms shall otherwise remain in full force and effect.

15. Entire Agreement

These Terms, together with the Privacy Policy and Disclosures, constitute the entire agreement between you and Union Pier Capital with respect to your use of the Site and supersede all prior or contemporaneous communications, whether electronic, oral, or written, between you and Union Pier Capital regarding the Site.

16. Contact Information

If you have any questions about these Terms, please contact us at:

Union Pier Capital

Headquarters:

997 Morrison Dr. STE 9
Charleston, SC 29403

Alabama Office:

100 Morningside Cir. STE 201
Birmingham, AL 35213

Email: info@unionpiercapital.com