UNION PIER CAPITAL Disclosures & Terms of Use
Union Pier Capital (“UPC”) is providing this website as an informational service to its clients, prospective clients, counterparties, and visitors. By using the site or copying materials from the site, you agree to abide by the terms and conditions set forth in this section. If you do not agree to abide by these terms and conditions, do not use the site or copy materials from the site. Please note that it is your responsibility to be aware of, and to observe, all applicable laws and regulations of any relevant jurisdiction.
Regulatory Information
Securities-related activities referenced on this website are offered through GT Securities, Inc., a registered broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Registration with regulatory authorities does not imply any particular level of skill or training, nor does it constitute an endorsement by any regulatory body. You may check the background of GT Securities, Inc. and its registered representatives on FINRA’s BrokerCheck. GT Securities, Inc. is not affiliated with any other entities identified in this communication.
No Offer or Professional Advice
Nothing on this website constitutes an offer to sell or solicitation of an offer to buy any securities. Nothing on this site constitutes investment, financial, legal, tax, accounting, or other professional advice, nor does any information on this site constitute a comprehensive or complete statement of the matters discussed or the law relating thereto. No action should be taken or omitted to be taken in reliance upon information on this site. Advice from a suitably qualified professional should always be sought in relation to any particular matter or circumstances.
Accuracy of Information
UPC does not warrant the accuracy, currency, or completeness of the information or the reliability of any advice, opinion, statement, or other materials displayed on, or distributed through, this website. The information set forth in this website may contain inaccuracies and typographical errors. Certain information may be obtained from third-party sources believed to be reliable, but UPC has not independently verified all such information. You acknowledge that any reliance on any such opinion, advice, statement, memorandum, or materials shall be at your sole risk.
Disclaimer of Warranties
THIS WEBSITE AND THE INFORMATION AND MATERIALS ON THIS WEBSITE ARE PROVIDED “AS IS” AND “AS AVAILABLE.” UPC SPECIFICALLY DISCLAIMS ANY REPRESENTATION OR WARRANTY, EXPRESS OR IMPLIED, OF ANY KIND, INCLUDING, BUT NOT LIMITED TO, WARRANTIES OF MERCHANTABILITY, NONINFRINGEMENT, OR FITNESS FOR ANY PARTICULAR PURPOSE. SOME JURISDICTIONS DO NOT ALLOW FOR THE EXCLUSION OF IMPLIED WARRANTIES, SO THE ABOVE EXCLUSIONS MAY NOT APPLY TO YOU.
Risk Disclosure
Mergers, acquisitions, capital raising, and other corporate transactions involve significant risks, including but not limited to potential loss of principal, unfavorable market conditions, regulatory obstacles, failure to close, and unforeseen liabilities. Past transaction experience or results referenced on this website are not indicative of future results. Any projections, valuations, or forward-looking statements referenced on this website are inherently uncertain and subject to change without notice. UPC undertakes no obligation to update or revise any forward-looking statements.
No Client Relationship
Use of this website, receipt of communications from UPC, or submission of information through our contact forms does not create an advisory, fiduciary, or client relationship between you and UPC. A client relationship is established only through the execution of a formal written engagement agreement signed by an authorized representative of Union Pier Capital. Until such an agreement is in place, UPC owes no duty of care or fiduciary obligation to you.
Submission of Information
Please do not send UPC anything that constitutes a trade secret or confidential and proprietary information through this website’s contact forms or other unsecured channels. We are not in a position to accept such information, nor can we agree to obligations of nondisclosure or confidentiality with regard to submitted materials, deal opportunities, or ideas absent a formal executed engagement or non-disclosure agreement. You agree that any information or materials that you, or individuals acting on your behalf, provide to UPC through this website will not be considered confidential or proprietary. We receive a large volume of inquiries and deal-related materials, and we reserve the right to review only those that we believe fit our criteria. We also reserve the right to decline engagements at our sole discretion, and we are under no obligation to return any materials to the sender. We expect to receive many similar inquiries and opportunities. Therefore, you understand that your opportunity may already have been submitted to us or be under consideration by us. We are not limited or restricted in any way from pursuing opportunities with others.
Conflicts of Interest
UPC, its officers, directors, employees, affiliates, and related entities may from time to time hold positions in, make markets in, or have performed investment banking or advisory services for companies, industries, or transactions referenced on this website or in our communications. Such positions or relationships may present actual or potential conflicts of interest. UPC endeavors to manage and disclose conflicts of interest in a manner consistent with its regulatory obligations, and specific conflict disclosures, where applicable, will be provided in connection with formal engagement agreements.
Limitation of Liability
IN NO EVENT SHALL UPC BE LIABLE TO YOU OR ANY PERSON OR ENTITY FOR ANY DIRECT, INDIRECT, SPECIAL, CONSEQUENTIAL, MULTIPLE, PUNITIVE, OR OTHER DAMAGES (INCLUDING, WITHOUT LIMITATION, ANY LOST PROFITS, BUSINESS INTERRUPTION, LOSS OF INFORMATION OR PROGRAMS OR OTHER DATA ON YOUR INFORMATION HANDLING SYSTEM) THAT ARE RELATED TO THE USE OF, OR THE INABILITY TO USE, THE INFORMATION, CONTENT, MATERIALS, AND FUNCTIONS OF THIS WEBSITE OR ANY LINKED WEBSITE, EVEN IF WE ARE EXPRESSLY ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
Indemnification and Release
By accessing this website, you agree to indemnify UPC and any parent, subsidiary, or affiliated entities, and their respective partners, stockholders, members, managers, officers, directors, employees, and agents, and hold them harmless from any and all claims and expenses, including attorneys’ fees, arising from your use of this website or your violation of these terms. In addition, you hereby release UPC and any parent, subsidiary, or affiliated entities, and their respective partners, stockholders, members, managers, officers, directors, employees, and agents, from any and all claims, demands, debts, obligations, damages (actual or consequential), costs, and expenses of any kind or nature whatsoever, whether known or unknown, suspected or unsuspected, disclosed or undisclosed, that you may have against them arising out of or in any way related to such disputes. You hereby agree to waive all laws that may limit the efficacy of such releases.
Third-Party Links
As a convenience to you, UPC may provide on this website links to websites operated by other entities, including social media platforms such as LinkedIn, Facebook, Instagram, and Twitter. If you use these sites, you will leave this website. If you decide to visit any linked site, you do so at your own risk. In addition, third-party sites may be linked to this site, with or without our consent. UPC makes no warranty or representation regarding, does not endorse, and does not accept any responsibility for, any websites linked to or from this website or the information appearing thereon or any of the products or services described thereon. Links do not imply that UPC endorses, or is affiliated or associated with, the owner of such linked websites or that UPC is legally authorized to use any trademark, trade name, logo, or copyright symbol displayed in or accessible through the links, or that any linked site is authorized to use any trademark, trade name, logo, or copyright symbol of UPC or any of its affiliates.
Modifications to the Site and Terms
We reserve the right, at our sole discretion, to change, modify, add, or remove any portion of this website or these terms, in whole or in part, at any time. Changes will be effective when posted. Your continued use of the website after any changes are posted will be considered acceptance of those changes.
We may also terminate, suspend, or discontinue any aspect of this website, including the availability of any features of the website, at any time. We may also impose limits on certain features and services or restrict your access to parts or all of the website without notice or liability.
Governing Law and Jurisdiction
This website (excluding linked sites) is controlled by UPC within the State of South Carolina. It can be accessed throughout the United States, as well as from other countries around the world. As each of these places has laws that may differ from those of the State of South Carolina, by accessing this website, both you and UPC agree that the statutes and laws of the State of South Carolina will apply to all matters relating to the use of this website, without regard to its conflicts of laws principles, and, further, that any actions arising out of your use or access to this website shall only be brought in the state or federal courts located in Charleston County, South Carolina. UPC makes no representation that materials on the website are appropriate or available for use in all locations. This website is not directed at any person in any jurisdiction where such distribution would be contrary to local law or regulation. Those who choose to access this website from other locations do so on their own initiative and are responsible for compliance with local laws.
Entire Agreement and Severability
The terms and conditions set forth in this section constitute the entire agreement between UPC and you with respect to your use of this website. Any cause of action you may have with respect to your use of this website must be commenced within one (1) year after the claim or cause of action arises. If for any reason a court of competent jurisdiction finds any provision hereof to be unenforceable, that provision shall be enforced to the maximum extent permissible so as to effect the intent of these terms, and the remainder shall continue in full force and effect.
Contact
Union Pier Capital Headquarters: 997 Morrison Dr. STE 9, Charleston, SC 29403 Alabama Office: 100 Morningside Cir. STE 201, Birmingham, AL 35213 Email: info@unionpiercapital.com
Copyright
Unless otherwise indicated, the content, including but not limited to the text and images herein and their arrangement, is: Copyright ©2026 by Union Pier Capital. All Rights Reserved. You may not copy or display for redistribution to third parties any portion of the content without the prior written permission of Union Pier Capital.